Language change to IA
N. Ganesan
naga_ganesan at HOTMAIL.COM
Tue Jan 5 15:29:10 UTC 1999
Read the following on the process of language change to IE.
Written by an Archaeologist. Is the process same when
Sanskrit entered India from the West and spread?
Any References? Many thanks.
Regards,
N. Ganesan
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Antiquity, Sept 1995 v69 n264 p554(12)
Horse, wagon & chariot: Indo-European
languages and archaeology. David W. Anthony.
The dynamics of Indo-European expansion
The expansion of the Indo-European languages must have
involved many episodes of language shift over a long
period of time. There is no single explanation for
these many episodes; they occurred in different
places, at different times, for many different
reasons. Even the initial expansion seems to have been
facilitated by different processes to the east and to
the west of the PIE core area.
Language shift has been modelled by archaeologists in
two ways: demographic expansion and elite dominance.
In the first, a group with a more intensive economy
and a denser population replaces or absorbs a group
with a less intensive economy, and language shift
occurs as an epiphenomenon of a wave-like demographic
expansion (Renfrew 1994; Bellwood 1989). In the
second, a powerful elite imposes its language on a
client or subject population. While both processes can
be important, language shift is more complex than
these models imply. Language shift can be understood
best as a social strategy through which individuals
and groups compete for positions of prestige, power,
and domestic security (Anthony in press). What is
important, then, is not just dominance, but vertical
social mobility and a linkage between language and
access to positions of prestige and power (Mallory 1992).
The expansion of the Indo-European languages eastward
into the steppes was linked to innovations in
transport. The resultant development of deep-steppe
pastoralism combined with river-valley agriculture
made it possible for a substantial population
predictably and productively to exploit the grasslands
that occupy the center of the Eurasian landmass. The
conquest of the grasslands permanently changed the
dynamics of historical development across the Eurasian
continent by establishing a bridge, however tenuous,
between the previously isolated societies of China,
Iran, the Near East and Europe. In a sense, the
eastward expansion of the pastoral-agricultural
economy might be analogous to the 'demographic wave'
that Renfrew and others have applied to the
Indo-European expansion in Europe. However, the
cultural-archaeological context shows that the steppes
were already populated; the process by which this
resident population became IE-speakers was cultural,
not just demographic.
A relatively small immigrant elite population can
encourage widespread language shift among numerically
dominant indigenes in a non-state or pre-state context
if the elite employs a specific combination of
encouragements and punishments. Ethnohistorical cases
in Africa (Kopytoff 1987; Atkinson 1989) and the
Philippines (Bentley 1981) demonstrate that small
elite groups have successfully imposed their languages
in non-state situations where they:
* imported a powerful and attractive new religion or
ideology (as the Sintashta-Petrovka culture seems to
have done);
* controlled sufficient wealth to offer gifts and
loans on a lavish scale (documented in the
metallurgical wealth of Sintashta-Petrovka);
* controlled sufficient military muscle to punish
those who resisted (chariotry might have increased the
power of the Sintashta-Petrovka people);
* occupied strategic positions on critical trade
routes (Sintashta controls access to the Orenburg
gateway between Europe and the steppes);
* and actively pursued marriages and alliances with
the more powerful members of indigenous groups,
offering them enhanced prestige and vertical social
mobility in the new order.
Simply defeating and dominating the indigenes is
insufficient, as the Norman conquest of England and
the Celtic conquest of Galatia demonstrate. Language
shift occurs when it confers strategic advantages on
those who learn the new language. An elite must be not
just dominant, but open to assimilation and alliance,
and its language must be a key to integration within
an attractive socio-political system, as it was for
the Roman state at one end of the political spectrum
and for Baluchi nomads (Barth 1981) at the other.
The diffusion of the IE languages eastward into the
steppes should be understood as a social process, not
as an epiphenomenon of a demographic shift. The
diffusion westward into Europe was fundamentally
different in ecological, cultural and economic terms.
It also probably began much earlier. Intrusive kurgan
cemeteries in the lower Danube valley (Panaiotov 1989)
and eastern Hungary (Ecsedy 1979; Sherratt 1983)
probably testify to a sustained Yamna incursion at
about 2900-2700 BC (Anthony 1990). Yet the small-group
social dynamics responsible for language shift might
have been very similar in Europe and the steppes. In a
European context in which wagons and animal traction
were becoming increasingly important in the domestic
economy (Bogucki 1993), the pastorally-oriented
societies of the western steppes might have been seen
not as culturally backward 'Huns', but rather as
enviably rich and worthy of emulation. Wheeled
vehicles may have significantly altered the
organization of agricultural labour in eastern Europe,
since one person with a wagon and oxen could transport
crops from field to farm that would earlier have
required the co-operative labour of a group (Bankoff &
Greenfield 1984: 17; Bogucki 1993). Wagons made
systematic manuring possible, opening areas with less
productive soils to agricultural exploitation. Wagons
required draft oxen, enhancing the overall importance
of cattle-raising, while horseback riding made cattle
stealing easier, encouraging inter-community raiding
and warfare. Wagons may have encouraged the evolution
of increasingly dispersed and individualizing social
communities (as automobiles have done in this
century). Shifts in values may have been encouraged by
changes in eastern European community organization and
economy that were themselves caused partially by the
adoption of wheeled vehicles and horseback riding. All
of these changes might have set the stage for the
adoption of new languages just at the time that the
Yamna incursion into the grassy plains of the lower
Danube valley and eastern Hungary began.
At the root of both expansions lie the speakers of
PIE, whose kinship systems, religious concepts, and
social organization can be understood through their
own reconstructed vocabulary - an unprecedented
opportunity for anthropological archaeologists, if we
can agree on how it should be exploited.
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